Michael R. Guzzetta - Dec 7, 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
CFO
Signature
/s/ Michael R. Guzzetta
Stock symbol
PKTX
Transactions as of
Dec 7, 2022
Transactions value $
$0
Form type
4
Date filed
12/9/2022, 04:14 PM
Previous filing
May 18, 2022
Next filing
Oct 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 716K Dec 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Other $0 -1.5M -100% $0.00* 0 Dec 7, 2022 Common Stock 1.5M $0.06 Direct F1
transaction PKTX Stock Option Other $0 -7.5M -100% $0.00* 0 Dec 7, 2022 Common Stock 7.5M $0.11 Direct F1
transaction PKTX Stock Option Other $0 -260K -100% $0.00* 0 Dec 7, 2022 Common Stock 260K $0.11 Direct F1
transaction PKTX Stock Option Other $0 -4M -100% $0.00* 0 Dec 7, 2022 Common Stock 4M $0.09 Direct F1
transaction PKTX Stock Option Award $0 +11.8M $0.00 11.8M Dec 7, 2022 Common Stock 11.8M $0.03 Direct F2
transaction PKTX Sotck Option Award $0 +1.5M $0.00 1.5M Dec 7, 2022 Common Stock 1.5M $0.03 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cancellation of options with no value received.
F2 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 1,125,000 options vested December 7, 2022; 375,000 options vest December 31, 2022.