Hubert Marleau - Sep 30, 2022 Form 4 Insider Report for Riot Blockchain, Inc. (RIOT)

Role: Director
Signature: /s/ Alexander K. Travis, Attorney-in-Fact for Hubert Marleau
Stock symbol: RIOT
Transactions as of: Sep 30, 2022
Transactions value $: -$108,606
Form type: 4
Date filed: 10/4/2022, 06:26 PM
Previous filing: Sep 29, 2022
Next filing: Jan 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RIOT	Common Stock	Tax liability	-$11K	-1.56K	-1.26%	$7.01	122K	Sep 30, 2022	Direct	F1
transaction	RIOT	Common Stock	Tax liability	-$97.6K	-13.9K	-11.38%	$7.01	108K	Oct 1, 2022	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 3,125 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), which administers the equity plan, and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act.
F2	Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 27,860 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Committee and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act.

Content

Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 3,125 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), which administers the equity plan, and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act.

Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 27,860 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Committee and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act.