| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RIOT | Common Stock | Options Exercise | $0 | +6.25K | +100% | $0.00 | 12.5K | Sep 27, 2022 | Direct | F1 |
| transaction | RIOT | Common Stock | Tax liability | -$19.4K | -3.13K | -25% | $6.22 | 9.38K | Sep 27, 2022 | Direct | F2 |
| transaction | RIOT | Common Stock | Options Exercise | $0 | +6.25K | +66.67% | $0.00 | 15.6K | Sep 27, 2022 | Direct | F3 |
| transaction | RIOT | Common Stock | Award | $0 | +111K | +711.66% | $0.00 | 127K | Sep 27, 2022 | Direct | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RIOT | Restricted Stock Units | Options Exercise | $0 | -6.25K | -50% | $0.00 | 6.25K | Sep 27, 2022 | Common Stock | 6.25K | $0.00 | Direct | F1 |
| transaction | RIOT | Restricted Stock Units | Options Exercise | $0 | -6.25K | -100% | $0.00* | 0 | Sep 27, 2022 | Common Stock | 6.25K | $0.00 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The reported transactions represent the settlement by the Issuer of the vested portion of the award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). |
| F2 | Represents shares withheld by the Issuer in net settlement in connection with the settlement of vested RSUs, as permitted under the Issuer's equity plan and approved by the Committee. |
| F3 | Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. |
| F4 | Represents the RSA award granted to the Reporting Person, in connection with her service on the Issuer's Board, pursuant to an RSA award agreement with the Issuer. These 111,441 shares are eligible to vest, if at all, in four equal quarterly tranches after the grant, subject to the Reporting Person's continued service with the Issuer through vesting. |