Evan/ Fa Jones - May 17, 2021 Form 4 Insider Report for OPGEN INC (OPGN)

Role
Director
Signature
/s/ Timothy C. Dec as attorney in fact for Evan Jones
Stock symbol
OPGN
Transactions as of
May 17, 2021
Transactions value $
$0
Form type
4
Date filed
5/19/2021, 04:47 PM
Next filing
Jun 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPGN Common Stock Options Exercise $0 +883 +4.06% $0.00 22.6K May 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPGN Restricted Stock Units Options Exercise $0 -883 -49.97% $0.00 884 May 17, 2021 Common Stock 883 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All stock information is adjusted to reflect a twenty-five-to-one reverse stock split effected on August 29, 2019.
F2 Represents vesting of restricted stock units ("RSUs") granted in May 2019 that convert into common stock on a one-for-one basis.
F3 On May 17, 2019, the Reporting Person was granted 2,650 RSUs (on a post-stock split basis). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one-third of the award on the first, second and third anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.