STEVE ROSENBERG - 19 Apr 2023 Form 4 Insider Report for TEXAS CAPITAL BANCSHARES INC/TX (TCBI)

Role
Director
Signature
Mary Helen Hall, attorney-in-fact
Issuer symbol
TCBI
Transactions as of
19 Apr 2023
Net transactions value
$0
Form type
4
Filing time
25 Apr 2024, 19:17:38 UTC
Previous filing
20 Apr 2023
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBI Common Stock Options Exercise $0 +1,377 +42% $0.000000 4,634 19 Apr 2023 Direct F1
transaction TCBI Common Stock Options Exercise $0 +1,631 +35% $0.000000 6,265 24 Apr 2024 Direct F1
holding TCBI Common Stock 33,115 19 Apr 2023 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBI 2024 Restricted Stock Units Award $0 +1,330 $0.000000 1,330 23 Apr 2024 Common Stock 1,330 $0.000000 Direct F3
transaction TCBI Restricted Stock Units Options Exercise $0 -1,377 -100% $0.000000* 0 19 Apr 2023 Common Stock 1,377 Direct F3
transaction TCBI Restricted Stock Units Options Exercise $0 -1,631 -100% $0.000000* 0 18 Apr 2024 Common Stock 1,631 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock underlying the RSUs will be issued at a deferred settlement date per the election of the reporting person.
F2 Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%).
F3 N/A