Steve Rosenberg - Apr 19, 2023 Form 4 Insider Report for TEXAS CAPITAL BANCSHARES INC/TX (TCBI)

Role
Director
Signature
Mary Helen Hall, attorney-in-fact
Stock symbol
TCBI
Transactions as of
Apr 19, 2023
Transactions value $
$0
Form type
4
Date filed
4/25/2024, 07:17 PM
Previous filing
Apr 20, 2023
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBI Common Stock Options Exercise $0 +1.38K +42.28% $0.00 4.63K Apr 19, 2023 Direct F1
transaction TCBI Common Stock Options Exercise $0 +1.63K +35.2% $0.00 6.27K Apr 24, 2024 Direct F1
holding TCBI Common Stock 33.1K Apr 19, 2023 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBI 2024 Restricted Stock Units Award $0 +1.33K $0.00 1.33K Apr 23, 2024 Common Stock 1.33K $0.00 Direct F3
transaction TCBI Restricted Stock Units Options Exercise $0 -1.38K -100% $0.00* 0 Apr 19, 2023 Common Stock 1.38K Direct F3
transaction TCBI Restricted Stock Units Options Exercise $0 -1.63K -100% $0.00* 0 Apr 18, 2024 Common Stock 1.63K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock underlying the RSUs will be issued at a deferred settlement date per the election of the reporting person.
F2 Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%).
F3 N/A