| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Zook Anthony P. | Chief Executive Officer, Director | 9490 NEOGENOMICS WAY, FORT MYERS | /s/ Ali Olivo, Attorney-in-Fact | 03 Jun 2025 | 0001582393 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEO | Common Stock | Options Exercise | $0 | +12,254 | +108% | $0.000000 | 23,590 | 01 Jun 2025 | Direct | F1 |
| transaction | NEO | Common Stock | Tax liability | $0 | -3,424 | -15% | $0.000000 | 20,166 | 01 Jun 2025 | Direct | F2 |
| holding | NEO | Common Stock | 18,900 | 01 Jun 2025 | Amended and Restated Anthony P. Zook Living Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEO | Restricted Stock Unit | Options Exercise | $0 | -12,254 | -100% | $0.000000 | 0 | 01 Jun 2025 | Common Stock | 12,254 | $0.000000 | Direct | F3 |
| holding | NEO | Stock Option (Right to Buy) | 8,353 | 01 Jun 2025 | Common Stock | 8,353 | $14.82 | Direct | ||||||
| holding | NEO | Stock Option (Right to Buy) | 8,672 | 01 Jun 2025 | Common Stock | 8,672 | $13.71 | Direct | ||||||
| holding | NEO | Stock Option (Right to Buy) | 729,927 | 01 Jun 2025 | Common Stock | 729,927 | $10.44 | Direct | F4, F5 | |||||
| holding | NEO | Restricted Stock Unit | 421,496 | 01 Jun 2025 | Common Stock | 421,496 | $0.000000 | Direct | F3, F6 |
| Id | Content |
|---|---|
| F1 | Reflects release of restricted stock units that were previously reported on a Form 4. |
| F2 | Shares surrendered to NeoGenomics, Inc. for retirement to satisfy the tax obligations in connection with the December 1, 2024 vesting of restricted stock. |
| F3 | Once vested, the shares of common stock are not subject to expiration. |
| F4 | This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%. |
| F5 | On April 1, 2025, Mr. Zook was granted 729,927 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| F6 | On April 1, 2025, Mr. Zook was granted 421,496 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. |