Warren Stone - 01 Apr 2025 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Signature
/s/ Ali Olivo, Attorney-in-Fact
Issuer symbol
NEO
Transactions as of
01 Apr 2025
Net transactions value
$0
Form type
4
Filing time
03 Apr 2025, 16:07:33 UTC
Previous filing
25 Feb 2025
Next filing
06 May 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEO Common Stock 90,793 01 Apr 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Stock Option (Right to Buy) Award $0 +94,518 $0.000000 94,518 01 Apr 2025 Common Stock 94,518 $10.44 Direct F1, F2
transaction NEO Restricted Stock Unit Award $0 +52,687 $0.000000 52,687 01 Apr 2025 Common Stock 52,687 $0.000000 Direct F3, F4
holding NEO Stock Option (Right to Buy) 166,113 01 Apr 2025 Common Stock 166,113 $11.21 Direct F5
holding NEO Stock Option (Right to Buy) 53,969 01 Apr 2025 Common Stock 53,969 $19.65 Direct F6
holding NEO Restricted Stock Unit 19,226 01 Apr 2025 Common Stock 19,226 $0.000000 Direct F4, F7
holding NEO Performance Stock Unit 21,204 01 Apr 2025 Common Stock 21,204 $0.000000 Direct F4, F8
holding NEO Stock Option (Right to Buy) 42,344 01 Apr 2025 Common Stock 42,344 $16.45 Direct F9
holding NEO Restricted Stock Unit 16,886 01 Apr 2025 Common Stock 16,886 $0.000000 Direct F4, F10
holding NEO Performance Stock Unit 25,330 01 Apr 2025 Common Stock 25,330 $0.000000 Direct F4, F11
holding NEO Stock Option (Right to Buy) 29,976 01 Apr 2025 Common Stock 29,976 $13.96 Direct F12
holding NEO Restricted Stock Unit 17,908 01 Apr 2025 Common Stock 17,908 $0.000000 Direct F4, F13
holding NEO Performance Stock Unit 17,908 01 Apr 2025 Common Stock 17,908 $0.000000 Direct F4, F14
holding NEO Restricted Stock Unit 59,382 01 Apr 2025 Common Stock 59,382 $0.000000 Direct F4
holding NEO Stock Option (Right to Buy) 143,266 01 Apr 2025 Common Stock 143,266 $13.05 Direct F15, F16
holding NEO Restricted Stock Unit 84,317 01 Apr 2025 Common Stock 84,317 $0.000000 Direct F4, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%.
F2 On April 1, 2025, Mr. Stone was granted 94,518 stock options. These options vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
F3 On April 1, 2025, Mr. Stone was granted 52,687 restricted stock units. These restricted stock units vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
F4 Once vested, the shares of common stock are not subject to expiration.
F5 On December 1, 2022, Mr. Stone was granted 166,113 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On May 11, 2023, Mr. Stone was granted 53,969 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F7 On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F8 On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F9 On February 23, 2024, Mr. Stone was granted 42,344 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F10 On February 23, 2024, Mr. Stone was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F11 On February 23, 2024, Mr. Stone was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based onthe achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F12 On May 2, 2024, Mr. Stone was granted 29,976 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F13 On May 2, 2024, Mr. Stone was granted 17,905 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F14 On May 2, 2024, Mr. Stone was granted 17,908 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 26,862. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F15 This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
F16 On February 21, 2025, Mr. Stone was granted 143,266 stock options. At the time of the grant, the options vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone's promotion to President & Chief Operating Officer on April 1, 2025, the vesting schedule of these options was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
F17 On February 21, 2025, Mr. Stone was granted 84,317 restricted stock units. At the time of the grant, the restricted stock units vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone's promotion to President & Chief Operating Officer on April 1, 2025, the vesting schedule of these restricted stock units was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.