| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEO | Common Stock | Options Exercise | $0 | +13K | +10.35% | $0.00 | 139K | May 11, 2024 | Direct | F1 |
| transaction | NEO | Common Stock | Tax liability | -$47.1K | -3.17K | -2.28% | $14.86 | 136K | May 11, 2024 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEO | Restricted Stock Unit | Options Exercise | $0 | -13K | -33.33% | $0.00 | 26K | May 11, 2024 | Common Stock | 13K | $0.00 | Direct | F4, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting. |
| F2 | Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units. |
| F3 | On May 14, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares of common stock received upon the vesting of certain of his RSUs twice. In fact, as reported in this amendment, the reporting person directly owned 135,500 shares of common stock after the vesting of 13,005 RSUs and reported withholding. |
| F4 | On May 11, 2023, Mr. Sherman was granted 39,016 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date. |
| F5 | Once vested, the shares of common stock are not subject to expiration. |