Warren Stone - Dec 1, 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role: Chief Commerical Officer
Signature: /s/ Ali Olivo, Attorney-in-Fact
Stock symbol: NEO
Transactions as of: Dec 1, 2024
Transactions value $: $0
Form type: 4
Date filed: 12/3/2024, 09:30 PM
Previous filing: May 14, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEO	Common Stock	Tax liability	$0	-6.22K	-6.84%	$0.00	84.8K	Dec 1, 2024	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	NEO	Stock Option (Right to Buy)						166K	Dec 1, 2024	Common Stock	166K	$11.21	Direct	F3
holding	NEO	Stock Option (Right to Buy)						54K	Dec 1, 2024	Common Stock	54K	$19.65	Direct	F4
holding	NEO	Restricted Stock Unit						19.2K	Dec 1, 2024	Common Stock	19.2K	$0.00	Direct	F5, F6
holding	NEO	Performance Stock Unit						21.2K	Dec 1, 2024	Common Stock	21.2K	$0.00	Direct	F6, F7
holding	NEO	Stock Option (Right to Buy)						42.3K	Dec 1, 2024	Common Stock	42.3K	$16.45	Direct	F8
holding	NEO	Restricted Stock Unit						25.3K	Dec 1, 2024	Common Stock	25.3K	$0.00	Direct	F6, F9
holding	NEO	Performance Stock Unit						25.3K	Dec 1, 2024	Common Stock	25.3K	$0.00	Direct	F6, F10
holding	NEO	Stock Option (Right to Buy)						30K	Dec 1, 2024	Common Stock	30K	$13.96	Direct	F11
holding	NEO	Restricted Stock Unit						17.9K	Dec 1, 2024	Common Stock	17.9K	$0.00	Direct	F6, F12
holding	NEO	Performance Stock Unit						17.9K	Dec 1, 2024	Common Stock	17.9K	$0.00	Direct	F6, F13

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares surrendered to NeoGenomics, Inc. for retirement to satisfy the tax obligations in connection with the December 1, 2024 vesting of restricted stock.
F2	On May 14, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares of common stock received upon the vesting of certain of his RSUs twice. In fact, as reported on this Form 4, the reporting person directly owned 91,046 shares of common stock after the vesting of 9,612 RSUs and reported withholding. Column 5 of Table I on this Form 4 now includes the correct number of shares received upon such May 14, 2024 vesting.
F3	On December 1, 2022, Mr. Stone was granted 166,113 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F4	On May 11, 2023, Mr. Stone was granted 53,969 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F5	On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F6	Once vested, the shares of common stock are not subject to expiration.
F7	On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is31,806. The number of performance stock units that may vest is based on the achievement of certain growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at theapplicable measurement dates, subject to continued service with the Company.
F8	On February 23, 2024, Mr. Stone was granted 42,344 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F9	On February 23, 2024, Mr. Stone was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F10	On February 23, 2024, Mr. Stone was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F11	On May 2, 2024, Mr. Stone was granted 29,976 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F12	On May 2, 2024, Mr. Stone was granted 17,905 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F13	On May 2, 2024, Mr. Stone was granted 17,908 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is26,862. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.