Melody Harris - May 11, 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Chf Ops Off, Pres, Informatics
Signature
/s/ Ali Olivo, Attorney-in-Fact
Stock symbol
NEO
Transactions as of
May 11, 2024
Transactions value $
-$25,589
Form type
4
Date filed
5/14/2024, 09:38 PM
Previous filing
May 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Options Exercise $0 +7.07K +6.87% $0.00 110K May 11, 2024 Direct F1
transaction NEO Common Stock Tax liability -$25.6K -1.72K -1.57% $14.86 108K May 11, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Restricted Stock Unit Options Exercise $0 -7.07K -33.33% $0.00 14.1K May 11, 2024 Common Stock 7.07K $0.00 Direct F3, F4
holding NEO Stock Option (Right to Buy) 202K May 11, 2024 Common Stock 202K $9.24 Direct F5
holding NEO Stock Option (Right to Buy) 39.7K May 11, 2024 Common Stock 39.7K $19.65 Direct F6
holding NEO Performance Stock Unit 21.2K May 11, 2024 Common Stock 21.2K $0.00 Direct F4, F7
holding NEO Stock Option (Right to Buy) 42.3K May 11, 2024 Common Stock 42.3K $16.45 Direct F8
holding NEO Restricted Stock Unit 25.3K May 11, 2024 Common Stock 25.3K $0.00 Direct F4, F9
holding NEO Performance Stock Unit 25.3K May 11, 2024 Common Stock 25.3K $0.00 Direct F4, F10
holding NEO Stock Option (Right to Buy) 20K May 11, 2024 Common Stock 20K $13.96 Direct F11
holding NEO Performance Stock Unit 11.9K May 11, 2024 Common Stock 11.9K $0.00 Direct F4, F12
holding NEO Restricted Stock Unit 11.9K May 11, 2024 Common Stock 11.9K $0.00 Direct F4, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.
F2 Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.
F3 On May 11, 2023, Ms. Harris was granted 21,204 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F4 Once vested, the shares of common stock are not subject to expiration.
F5 On January 1, 2023, Ms. Harris was granted 201,613 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On May 11, 2023, Ms. Harris was granted 39,683 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F7 On May 11, 2023, Ms. Harris was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F8 On February 23, 2024, Ms. Harris was granted 42,344 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F9 On February 23, 2024, Ms. Harris was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F10 On February 23, 2024, Ms. Harris was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F11 On May 2, 2024, Ms. Harris was granted 19,984 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F12 On May 2, 2024, Ms. Harris was granted 11,939 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 17,909. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F13 On May 2, 2024, Ms. Harris was granted 11,939 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.