Warren Stone - May 2, 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role: Chief Commerical Officer
Signature: /s/ Ali Olivo, Attorney-in-Fact
Stock symbol: NEO
Transactions as of: May 2, 2024
Transactions value $: $0
Form type: 4
Date filed: 5/3/2024, 04:11 PM
Previous filing: Feb 27, 2024
Next filing: May 14, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NEO	Common Stock						83.8K	May 2, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NEO	Stock Option (Right to Buy)	Award	$0	+30K		$0.00	30K	May 2, 2024	Common Stock	30K	$13.96	Direct	F9
transaction	NEO	Restricted Stock Unit	Award	$0	+17.9K		$0.00	17.9K	May 2, 2024	Common Stock	17.9K	$0.00	Direct	F4, F10
transaction	NEO	Performance Stock Unit	Award	$0	+17.9K		$0.00	17.9K	May 2, 2024	Common Stock	17.9K	$0.00	Direct	F4, F11
holding	NEO	Stock Option (Right to Buy)						166K	May 2, 2024	Common Stock	166K	$11.21	Direct	F1
holding	NEO	Stock Option (Right to Buy)						54K	May 2, 2024	Common Stock	54K	$19.65	Direct	F2
holding	NEO	Restricted Stock Unit						28.8K	May 2, 2024	Common Stock	28.8K	$0.00	Direct	F3, F4
holding	NEO	Performance Stock Unit						21.2K	May 2, 2024	Common Stock	21.2K	$0.00	Direct	F4, F5
holding	NEO	Stock Option (Right to Buy)						42.3K	May 2, 2024	Common Stock	42.3K	$16.45	Direct	F6
holding	NEO	Restricted Stock Unit						25.3K	May 2, 2024	Common Stock	25.3K	$0.00	Direct	F4, F7
holding	NEO	Performance Stock Unit						25.3K	May 2, 2024	Common Stock	25.3K	$0.00	Direct	F4, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On December 1, 2022, Mr. Stone was granted 166,113 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F2	On May 11, 2023, Mr. Stone was granted 53,969 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F3	On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F4	Once vested, the shares of common stock are not subject to expiration.
F5	On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F6	On February 23, 2024, Mr. Stone was granted 42,344 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F7	On February 23, 2024, Mr. Stone was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F8	On February 23, 2024, Mr. Stone was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F9	On May 2, 2024, Mr. Stone was granted 29,976 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F10	On May 2, 2024, Mr. Stone was granted 17,905 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F11	On May 2, 2024, Mr. Stone was granted 17,908 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 26,862. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.