Lynn A. Tetrault - Mar 4, 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Director
Signature
/s/ Ali Olivo, Attorney-in-Fact
Stock symbol
NEO
Transactions as of
Mar 4, 2024
Transactions value $
-$97,579
Form type
4
Date filed
3/6/2024, 04:26 PM
Previous filing
Dec 20, 2023
Next filing
Jun 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Sale -$97.6K -6.11K -10.88% $15.97 50.1K Mar 4, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 2.14K Mar 4, 2024 Common Stock 2.14K $22.52 Direct
holding NEO Stock Option (Right to Buy) 3.45K Mar 4, 2024 Common Stock 3.45K $28.54 Direct
holding NEO Stock Option (Right to Buy) 3.71K Mar 4, 2024 Common Stock 3.71K $40.90 Direct
holding NEO Stock Option (Right to Buy) 972 Mar 4, 2024 Common Stock 972 $41.76 Direct
holding NEO Stock Option (Right to Buy) 13.9K Mar 4, 2024 Common Stock 13.9K $8.10 Direct
holding NEO Stock Option (Right to Buy) 8.35K Mar 4, 2024 Common Stock 8.35K $14.82 Direct
holding NEO Restricted Stock Unit 11.3K Mar 4, 2024 Common Stock 11.3K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Once vested, the shares of common stock are not subject to expiration.