Lynn A. Tetrault - 04 Mar 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Director
Signature
/s/ Ali Olivo, Attorney-in-Fact
Issuer symbol
NEO
Transactions as of
04 Mar 2024
Net transactions value
-$97,579
Form type
4
Filing time
06 Mar 2024, 16:26:13 UTC
Previous filing
20 Dec 2023
Next filing
04 Jun 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Sale $97,579 -6,112 -11% $15.97 50,062 04 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 2,136 04 Mar 2024 Common Stock 2,136 $22.52 Direct
holding NEO Stock Option (Right to Buy) 3,448 04 Mar 2024 Common Stock 3,448 $28.54 Direct
holding NEO Stock Option (Right to Buy) 3,714 04 Mar 2024 Common Stock 3,714 $40.90 Direct
holding NEO Stock Option (Right to Buy) 972 04 Mar 2024 Common Stock 972 $41.76 Direct
holding NEO Stock Option (Right to Buy) 13,882 04 Mar 2024 Common Stock 13,882 $8.10 Direct
holding NEO Stock Option (Right to Buy) 8,353 04 Mar 2024 Common Stock 8,353 $14.82 Direct
holding NEO Restricted Stock Unit 11,336 04 Mar 2024 Common Stock 11,336 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Once vested, the shares of common stock are not subject to expiration.