Alicia C. Olivo - Feb 23, 2024 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
General Counsel
Signature
/s/ Alicia C. Olivo
Stock symbol
NEO
Transactions as of
Feb 23, 2024
Transactions value $
$0
Form type
4
Date filed
2/27/2024, 04:29 PM
Previous filing
Feb 20, 2024
Next filing
May 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEO Common Stock 34.9K Feb 23, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Stock Option (Right to Buy) Award $0 +42.3K $0.00 42.3K Feb 23, 2024 Common Stock 42.3K $16.45 Direct F11
transaction NEO Restricted Stock Unit Award $0 +25.3K $0.00 25.3K Feb 23, 2024 Common Stock 25.3K $0.00 Direct F9, F12
transaction NEO Performance Stock Unit Award $0 +25.3K $0.00 25.3K Feb 23, 2024 Common Stock 25.3K $0.00 Direct F9, F13
holding NEO Stock Option (Right to Buy) 1.05K Feb 23, 2024 Common Stock 1.05K $19.12 Direct F1
holding NEO Stock Option (Right to Buy) 1.02K Feb 23, 2024 Common Stock 1.02K $27.34 Direct F2
holding NEO Stock Option (Right to Buy) 516 Feb 23, 2024 Common Stock 516 $48.99 Direct F3
holding NEO Stock Option (Right to Buy) 1.12K Feb 23, 2024 Common Stock 1.12K $46.10 Direct F4
holding NEO Stock Option (Right to Buy) 22.2K Feb 23, 2024 Common Stock 22.2K $9.45 Direct F5
holding NEO Stock Option (Right to Buy) 55.3K Feb 23, 2024 Common Stock 55.3K $10.05 Direct F6
holding NEO Stock Option (Right to Buy) 36.5K Feb 23, 2024 Common Stock 36.5K $19.65 Direct F7
holding NEO Restricted Stock Unit 19.5K Feb 23, 2024 Common Stock 19.5K $0.00 Direct F8, F9
holding NEO Performance Stock Unit 19.5K Feb 23, 2024 Common Stock 19.5K $0.00 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vested ratably over the first four anniversary dates of the grant date.
F2 On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F3 On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F4 On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F5 On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F6 On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F7 On May 11, 2023, Ms. Olivo was granted 36,508 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F8 On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F9 Once vested, the shares of common stock are not subject to expiration.
F10 On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F11 On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F12 On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F13 On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.