| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEO | Common Stock | Tax liability | $0 | -1,666 | -4.1% | $0.000000 | 39,411 | 01 Sep 2023 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NEO | Stock Option (Right to Buy) | 1,046 | 01 Sep 2023 | Common Stock | 1,046 | $19.12 | Direct | F3 | |||||
| holding | NEO | Stock Option (Right to Buy) | 1,024 | 01 Sep 2023 | Common Stock | 1,024 | $27.34 | Direct | F4 | |||||
| holding | NEO | Stock Option (Right to Buy) | 516 | 01 Sep 2023 | Common Stock | 516 | $48.99 | Direct | F5 | |||||
| holding | NEO | Stock Option (Right to Buy) | 1,117 | 01 Sep 2023 | Common Stock | 1,117 | $46.10 | Direct | F6 | |||||
| holding | NEO | Stock Option (Right to Buy) | 22,222 | 01 Sep 2023 | Common Stock | 22,222 | $9.45 | Direct | F7 | |||||
| holding | NEO | Stock Option (Right to Buy) | 55,332 | 01 Sep 2023 | Common Stock | 55,332 | $10.05 | Direct | F8 | |||||
| holding | NEO | Stock Option (Right to Buy) | 36,508 | 01 Sep 2023 | Common Stock | 36,508 | $19.65 | Direct | F9 | |||||
| holding | NEO | Restricted Stock Unit | 19,508 | 01 Sep 2023 | Common Stock | 19,508 | $0.000000 | Direct | F10, F11 | |||||
| holding | NEO | Performance Stock Unit | 19,508 | 01 Sep 2023 | Common Stock | 19,508 | $0.000000 | Direct | F11, F12 |
| Id | Content |
|---|---|
| F1 | Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the September 1, 2023 vesting of restricted stock. |
| F2 | This balance includes 96 shares that were acquired pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3. |
| F3 | On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F4 | On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F5 | On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F6 | On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F7 | On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F8 | On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F9 | On May 11, 2023, Ms. Olivo was granted 36,508 stock options. These options vest ratably over the first three anniversary dates of the grant date. |
| F10 | On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date. |
| F11 | Once vested, the shares of common stock are not subject to expiration. |
| F12 | On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. |