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Signature
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/s/ Ali Olivo, Attorney-in-Fact
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Stock symbol
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NEO
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Transactions as of
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Aug 10, 2023
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Transactions value $
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$0
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Form type
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4
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Date filed
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8/14/2023, 05:37 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| holding |
NEO |
Common Stock |
|
|
|
|
|
56.2K |
Aug 10, 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
NEO |
Stock Option (Right to Buy) |
Award |
$0 |
+8.35K |
|
$0.00 |
8.35K |
Aug 10, 2023 |
Common Stock |
8.35K |
$14.82 |
Direct |
|
| transaction |
NEO |
Restricted Stock Unit |
Award |
$0 |
+11.3K |
|
$0.00 |
11.3K |
Aug 10, 2023 |
Common Stock |
11.3K |
$0.00 |
Direct |
F1 |
| holding |
NEO |
Stock Option (Right to Buy) |
|
|
|
|
|
2.14K |
Aug 10, 2023 |
Common Stock |
2.14K |
$22.52 |
Direct |
|
| holding |
NEO |
Stock Option (Right to Buy) |
|
|
|
|
|
3.45K |
Aug 10, 2023 |
Common Stock |
3.45K |
$28.54 |
Direct |
|
| holding |
NEO |
Stock Option (Right to Buy) |
|
|
|
|
|
3.71K |
Aug 10, 2023 |
Common Stock |
3.71K |
$40.90 |
Direct |
|
| holding |
NEO |
Stock Option (Right to Buy) |
|
|
|
|
|
972 |
Aug 10, 2023 |
Common Stock |
972 |
$41.76 |
Direct |
|
| holding |
NEO |
Stock Option (Right to Buy) |
|
|
|
|
|
13.9K |
Aug 10, 2023 |
Common Stock |
13.9K |
$8.10 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: