Christopher M. Smith - May 11, 2023 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role: Chief Executive Officer
Signature: /s/ Ali Olivo, Attorney-in-Fact
Stock symbol: NEO
Transactions as of: May 11, 2023
Transactions value $: $0
Form type: 4
Date filed: 5/15/2023, 05:07 PM
Previous filing: Aug 17, 2022
Next filing: May 25, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NEO	Common Stock						602K	May 11, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NEO	Stock Option (Right to Buy)	Award	$0	+270K		$0.00	270K	May 11, 2023	Common Stock	270K	$19.65	Direct	F2
transaction	NEO	Restricted Stock Unit	Award	$0	+144K		$0.00	144K	May 11, 2023	Common Stock	144K	$0.00	Direct	F3, F4
transaction	NEO	Performance Stock Unit	Award	$0	+144K		$0.00	144K	May 11, 2023	Common Stock	144K	$0.00	Direct	F4, F5
holding	NEO	Stock Option (Right to Buy)						694K	May 11, 2023	Common Stock	694K	$12.62	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On August 15, 2022, Mr. Smith was granted 694,444 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F2	On May 11, 2023, Mr. Smith was granted 269,841 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F3	On May 11, 2023, Mr. Smith was granted 144,190 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F4	Once vested, the shares of common stock are not subject to expiration.
F5	On May 11, 2023, Mr. Smith was granted 144,190 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 216,285. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.