Key facts
- This page summarizes Christopher M. Smith's Form 4 filing for NEOGENOMICS INC (NEO).
- 3 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 15 May 2023, 17:07.
Christopher M. Smith - 11 May 2023 Form 4 Insider Report for NEOGENOMICS INC (NEO)
- Reporting relationship
- Chief Executive Officer
- Issuer ticker
- NEO
- Reported as of
- 11 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 May 2023, 17:07:00 UTC
- Prior SEC filing
- 17 Aug 2022
- Next SEC filing
- 25 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ali Olivo, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher M. Smith filed Form 4 for NEOGENOMICS INC (NEO) on 15 May 2023.
Change
- Previous filing in this sequence was filed on 17 Aug 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NEO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 602,219
- Date
- 11 May 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NEO
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +269,841
- Change %
- Price
- $0.000000
- Shares after
- 269,841
- Date
- 11 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 269,841
- Exercise price
- $19.65
- Footnotes
- F2
NEO
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +144,190
- Change %
- Price
- $0.000000
- Shares after
- 144,190
- Date
- 11 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 144,190
- Exercise price
- $0.000000
- Footnotes
- F3, F4
NEO
transaction
Derivative
Performance Stock Unit
Award
- Transaction value
- $0
- Shares
- +144,190
- Change %
- Price
- $0.000000
- Shares after
- 144,190
- Date
- 11 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 144,190
- Exercise price
- $0.000000
- Footnotes
- F4, F5
NEO
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 694,444
- Date
- 11 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 694,444
- Exercise price
- $12.62
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On August 15, 2022, Mr. Smith was granted 694,444 stock options. These options vest ratably over the first four anniversary dates of the grant date.
Footnote F2
On May 11, 2023, Mr. Smith was granted 269,841 stock options. These options vest ratably over the first three anniversary dates of the grant date.
Footnote F3
On May 11, 2023, Mr. Smith was granted 144,190 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
Footnote F4
Once vested, the shares of common stock are not subject to expiration.
Footnote F5
On May 11, 2023, Mr. Smith was granted 144,190 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 216,285. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.