Douglas M. Van Oort - Aug 1, 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Director
Signature
/s/ Douglas M. VanOort
Stock symbol
NEO
Transactions as of
Aug 1, 2021
Transactions value $
-$272,866
Form type
4
Date filed
8/13/2021, 05:12 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Tax liability -$273K -5.92K -0.24% $46.10 2.47M Aug 1, 2021 Direct F1
holding NEO Common Stock 15K Aug 1, 2021 Custodial Account for Child

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 500K Aug 1, 2021 Common Stock 500K $8.03 Direct F2
holding NEO Stock Option (Right to Buy) 232K Aug 1, 2021 Common Stock 232K $19.60 Direct F3
holding NEO Stock Option (Right to Buy) 225K Aug 1, 2021 Common Stock 225K $28.33 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares surrendered to NeoGenomics Inc. to satisfy the tax obligations in connection with the August 1, 2021 vesting of restricted stock.
F2 On February 26, 2018, Mr. VanOort was granted 500,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3 On March 1, 2019, Mr. VanOort was granted 231,567 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F4 On March 2, 2020, Mr. VanOort was granted 225,084 stock options. These options vest ratably over the first four anniversary dates of the grant date.