Lynn A. Tetrault - 02 Jun 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Director
Signature
Lynn A. Tetrault
Issuer symbol
NEO
Transactions as of
02 Jun 2021
Net transactions value
$0
Form type
4
Filing time
04 Jun 2021, 19:57:39 UTC
Next filing
11 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Award $0 +3,081 +10% $0.000000 33,550 02 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Stock Option (Right to Buy) Award $0 +3,714 $0.000000 3,714 02 Jun 2021 Common Stock 3,714 $40.90 Direct
holding NEO Stock Option (Right to Buy) 1,389 02 Jun 2021 Common Stock 1,389 $9.11 Direct F2, F3
holding NEO Stock Option (Right to Buy) 3,334 02 Jun 2021 Common Stock 3,334 $7.27 Direct F4, F5
holding NEO Stock Option (Right to Buy) 1,507 02 Jun 2021 Common Stock 1,507 $11.60 Direct F6
holding NEO Stock Option (Right to Buy) 2,136 02 Jun 2021 Common Stock 2,136 $22.52 Direct F7
holding NEO Stock Option (Right to Buy) 3,448 02 Jun 2021 Common Stock 3,448 $28.54 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Since the date of the reporting person's last report, Ms. Tetrault transferred 13,882 shares of NEO common stock to a former indirect beneficial owner pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the former indirect beneficial owner.
F2 On July 28, 2016, Ms. Tetrault was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F3 Since the date of the reporting person's last report, Ms. Tetrault transferred a stock option to purchase 1,389 shares of NEO common stock to a former indirect beneficial owner pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the former indirect beneficial owner.
F4 On May 25, 2017, Ms. Tetrault was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
F5 Since the date of the reporting person's last report, Ms. Tetrault transferred a stock option to purchase 3,333 shares of NEO common stock to a former indirect beneficial owner pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the former indirect beneficial owner.
F6 Since the date of the reporting person's last report, Ms. Tetrault transferred a stock option to purchase 1,510 shares of NEO common stock to a former indirect beneficial owner pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the former indirect beneficial owner.
F7 Since the date of the reporting person's last report, Ms. Tetrault transferred a stock option to purchase 2,133 shares of NEO common stock to a former indirect beneficial owner pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the former indirect beneficial owner.