Robert J. Shovlin - 25 May 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role: President, Clinical Services
Signature: /s/ Robert J. Shovlin
Issuer symbol: NEO
Transactions as of: 25 May 2021
Net transactions value: -$3,635,514
Form type: 4
Filing time: 27 May 2021, 18:23:32 UTC
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEO	Common Stock	Options Exercise	$772,221	+96,167	+63%	$8.03	249,914	25 May 2021	Direct
transaction	NEO	Common Stock	Options Exercise	$327,790	+16,724	+6.7%	$19.60	266,638	25 May 2021	Direct
transaction	NEO	Common Stock	Options Exercise	$398,518	+14,067	+5.3%	$28.33	280,705	25 May 2021	Direct
transaction	NEO	Common Stock	Sale	$5,134,043	-130,604	-47%	$39.31	150,101	25 May 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NEO	Stock Option (Right to Buy)	Options Exercise	$0	-96,167	-100%	$0.000000^*	0	25 May 2021	Common Stock	96,167	$8.03	Direct	F2
transaction	NEO	Stock Option (Right to Buy)	Options Exercise	$0	-16,724	-33%	$0.000000	33,449	25 May 2021	Common Stock	16,724	$19.60	Direct	F3
transaction	NEO	Stock Option (Right to Buy)	Options Exercise	$0	-14,067	-25%	$0.000000	42,204	25 May 2021	Common Stock	14,067	$28.33	Direct	F4
holding	NEO	Stock Option (Right to Buy)						38,688	25 May 2021	Common Stock	38,688	$53.17	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On March 2, 2021, Mr. Shovlin was granted 38,688 stock options. These options vest ratably over the first four anniversary dates of the grant date
F2	On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3	On March 1, 2019, Mr. Shovlin was granted 66,897 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F4	On March 2, 2020, Mr. Shovlin was granted 56,271 stock options. These options vest ratably over the first four anniversary dates of the grant date.