Anthony E. Malkin - 03 Feb 2026 Form 4 Insider Report for Empire State Realty Trust, Inc. (ESRT)

Reporting relationship: Chairman and CEO, Director
Issuer ticker: ESRT
Reported as of: 03 Feb 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Feb 2026, 16:26:55 UTC
Prior SEC filing: 09 Jan 2026
Next SEC filing: 17 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Heather L. Houston, Attorney-in-Fact

Key filing fact

Anthony E. Malkin filed Form 4 for Empire State Realty Trust, Inc. (ESRT) on 05 Feb 2026.

Key facts

This page summarizes Anthony E. Malkin's Form 4 filing for Empire State Realty Trust, Inc. (ESRT).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 05 Feb 2026, 16:26.

Change

Previous filing in this sequence was filed on 09 Jan 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001076484 Primary reporting owner

MALKIN ANTHONY E

Relationship: Chairman and CEO, Director
Address: C/O EMPIRE STATE REALTY TRUST, INC., 111 WEST 33RD STREET, 12TH FLOOR, NEW YORK
Signature: /s/ Heather L. Houston, Attorney-in-Fact
Signature date: 05 Feb 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ESRT transaction Derivative

LTIP Units

Award

Transaction value: $0
Shares: +499,603
Change %: +8.5%
Price: $0.000000
Shares after: 6,360,574
Date: 03 Feb 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 499,603
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan.

Footnote F2

These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's operational performance and total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2025. 50% of such earned LTIP Units fully vested as of January 1, 2026, and the remaining 50% of such earned LTIP Units will vest on December 31, 2026 subject to continued employment.