Robert S. Swinney - 03 Jun 2021 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)

Role
Director
Signature
By: Paula Darbyshire, Attorney-in-fact For: Robert S. Swinney, M.D.
Issuer symbol
ICUI
Transactions as of
03 Jun 2021
Net transactions value
-$789,294
Form type
4
Filing time
03 Jun 2021, 18:38:25 UTC
Previous filing
12 May 2021
Next filing
15 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICUI Common Stock Options Exercise $65,430 +1,500 +6.1% $43.62 25,973 03 Jun 2021 Direct
transaction ICUI Common Stock Options Exercise $59,070 +1,500 +5.8% $39.38 27,473 03 Jun 2021 Direct
transaction ICUI Common Stock Sale $60,647 -300 -1.1% $202.16 27,173 03 Jun 2021 Direct F1, F2
transaction ICUI Common Stock Sale $504,621 -2,485 -9.1% $203.07 24,688 03 Jun 2021 Direct F1, F3
transaction ICUI Common Stock Sale $43,878 -215 -0.87% $204.08 24,473 03 Jun 2021 Direct F1, F4
transaction ICUI Common Stock Sale $262,412 -1,293 -5.3% $202.95 23,180 03 Jun 2021 Direct F1, F5
transaction ICUI Common Stock Sale $42,236 -207 -0.89% $204.04 22,973 03 Jun 2021 Direct F1, F6
holding ICUI Common Stock 1,125 03 Jun 2021 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -1,500 -100% $0.000000* 0 03 Jun 2021 Common Stock 1,500 $39.38 Direct
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -1,500 -100% $0.000000* 0 03 Jun 2021 Common Stock 1,500 $43.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.84 to $202.64, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.87 to $203.42, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.00 to $204.91, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.64 to $203.41, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.01 to $204.91, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.