Phil E. Mulacek - 15 Mar 2021 Form 3/A Insider Report for EMPIRE PETROLEUM CORP (EP)

Role
Director, 10%+ Owner
Signature
/s/ Phil E. Mulacek
Issuer symbol
EP
Transactions as of
15 Mar 2021
Net transactions value
$0
Form type
3/A
Filing time
24 Apr 2024, 21:51:40 UTC
Date Of Original Report
24 Mar 2021
Next filing
22 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EP Common Stock 8,558,185 15 Mar 2021 Direct F1
holding EP Common Stock 1,698,000 15 Mar 2021 By Petroleum Independent & Exploration LLC F1
holding EP Common Stock 1,515,000 15 Mar 2021 By Big Red Revocable Trust F1
holding EP Common Stock 1,323,996 15 Mar 2021 By Five Sterling LP F1, F2
holding EP Common Stock 62,896 15 Mar 2021 By spouse F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EP Common Stock Warrant (Right to Buy) 15 Mar 2021 Common Stock 398,000 $0.5000 By Petroleum Independent & Exploration LLC F1
holding EP Common Stock Warrant (Right to Buy) 15 Mar 2021 Common Stock 30,000 $0.5000 By Big Red Revocable Trust F1
holding EP Common Stock Warrant (Right to Buy) 15 Mar 2021 Common Stock 60,000 $0.5000 By Five Sterling LP F1
holding EP Common Stock Warrant (Right to Buy) 15 Mar 2021 Common Stock 60,000 $0.5000 By spouse F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All share numbers and exercise prices are stated prior to giving effect to Empire's 1-for-4 reverse common stock split, which became effective on March 7, 2022.
F2 This amendment is being filed to report 8,996 shares of common stock that were erroneously omitted from the beneficial ownership of Five Sterling LP.
F3 This amendment is being filed to report 2,896 shares of common stock that were erroneously omitted from the beneficial ownership of Mr. Mulacek's spouse.

Remarks:

Mr. Mulacek is a director as of the date of this amendment, but was not a director as of the date of the filing of the original Form 3.