Thomas W. Pritchard - May 27, 2021 Form 4 Insider Report for EMPIRE PETROLEUM CORP (EP)

Role
Chief Executive Officer, Director
Signature
/s/ Thomas W. Pritchard
Stock symbol
EP
Transactions as of
May 27, 2021
Transactions value $
-$150,000
Form type
4
Date filed
6/1/2021, 08:42 PM
Next filing
Sep 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EP Common Stock Exercise of in-the-money or at-the-money derivative security $75K +300K $0.25* 300K May 27, 2021 Direct
transaction EP Common Stock Sale -$225K -300K -100% $0.75* 0 May 27, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EP Common Stock Warrant (Right to Buy) Exercise of in-the-money or at-the-money derivative security $0 -300K -60% $0.00 200K May 27, 2021 Common Stock 300K $0.25 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.