Michael F. Neidorff - Apr 5, 2021 Form 4 Insider Report for CENTENE CORP (CNC)

Role
Chairman & CEO, Director
Signature
/s/ Christopher A. Koster (executed by attorney-in-fact)
Stock symbol
CNC
Transactions as of
Apr 5, 2021
Transactions value $
-$1,401,800
Form type
4
Date filed
11/1/2021, 08:05 PM
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNC Common Stock Gift $0 -15.7K -0.24% $0.00 6.62M Apr 5, 2021 Direct
transaction CNC Common Stock Gift $0 -50 0% $0.00 6.62M May 12, 2021 Direct
transaction CNC Common Stock Gift $0 -79.6K -1.2% $0.00 6.55M Aug 31, 2021 Direct
transaction CNC Common Stock Sale -$1.4M -20K -0.31% $70.09 6.53M Oct 28, 2021 Direct F1, F2, F3
holding CNC Common Stock 494K Apr 5, 2021 By GRAT F4
holding CNC Common Stock 3.6K Apr 5, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CNC Phantom Stock 202K Apr 5, 2021 Common Stock 202K $0.00 Direct F5, F6
holding CNC Common Stock Option (right to buy) 150K Apr 5, 2021 Common Stock 150K $59.73 Direct
holding CNC Common Stock Option (right to buy) 13.3K Apr 5, 2021 Common Stock 13.3K $59.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale is pursuant to an ongoing but small diversification plan and is in accordance with a 10b5-1 Trading Plan that was established on September 14, 2021.
F2 The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.
F3 Ownership includes 804,831 shares of restricted stock units subject to vesting requirements.
F4 Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.
F5 Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F6 The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.