| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GDEN | Common Stock | Options Exercise | $133,500 | +25,000 | +18% | $5.34 | 166,460 | 12 Mar 2025 | Direct | |
| transaction | GDEN | Common Stock | Tax liability | $347,219 | -12,985 | -7.8% | $26.74 | 153,475 | 12 Mar 2025 | Direct | F1 |
| transaction | GDEN | Common Stock | Options Exercise | $133,500 | +25,000 | +16% | $5.34 | 178,475 | 13 Mar 2025 | Direct | |
| transaction | GDEN | Common Stock | Tax liability | $332,240 | -12,968 | -7.3% | $25.62 | 165,507 | 13 Mar 2025 | Direct | F1 |
| transaction | GDEN | Common Stock | Sale | $620,337 | -23,979 | -14% | $25.87 | 141,528 | 13 Mar 2025 | Direct | F2 |
| transaction | GDEN | Common Stock | Options Exercise | +2,947 | +2.1% | 144,475 | 14 Mar 2025 | Direct | F3 | ||
| transaction | GDEN | Common Stock | Options Exercise | +7,922 | +5.5% | 152,397 | 14 Mar 2025 | Direct | F3 | ||
| transaction | GDEN | Common Stock | Options Exercise | +4,238 | +2.8% | 156,635 | 14 Mar 2025 | Direct | F3 | ||
| transaction | GDEN | Common Stock | Options Exercise | +5,940 | +3.8% | 162,575 | 14 Mar 2025 | Direct | F3 | ||
| transaction | GDEN | Common Stock | Tax liability | $219,959 | -8,405 | -5.2% | $26.17 | 154,170 | 14 Mar 2025 | Direct | F1 |
| holding | GDEN | Common Stock | 250,000 | 12 Mar 2025 | See Footnote | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GDEN | Stock Option | Options Exercise | $0 | -25,000 | -50% | $0.000000 | 25,000 | 12 Mar 2025 | Common Stock | 25,000 | $5.34 | Direct | F5 |
| transaction | GDEN | Stock Option | Options Exercise | $0 | -25,000 | -100% | $0.000000 | 0 | 13 Mar 2025 | Common Stock | 25,000 | $5.34 | Direct | F5 |
| transaction | GDEN | Restricted Stock Units | Award | $0 | +24,374 | $0.000000 | 24,374 | 14 Mar 2025 | Common Stock | 24,374 | Direct | F6, F7 | ||
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -2,947 | -100% | $0.000000 | 0 | 14 Mar 2025 | Common Stock | 2,947 | Direct | F6, F8 | |
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -7,922 | -100% | $0.000000 | 0 | 14 Mar 2025 | Common Stock | 7,922 | Direct | F6, F8 | |
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -4,238 | -50% | $0.000000 | 4,240 | 14 Mar 2025 | Common Stock | 4,238 | Direct | F6, F8 | |
| transaction | GDEN | Restricted Stock Units | Options Exercise | $0 | -5,940 | -33% | $0.000000 | 11,880 | 14 Mar 2025 | Common Stock | 5,940 | Direct | F6, F8 |
| Id | Content |
|---|---|
| F1 | In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy exercise price and minimum statutory income tax withholding obligations upon exercise of stock options and vesting of restricted stock units. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.44 to $26.43. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote to Form 4. |
| F3 | Restricted stock units convert into common stock on a one-for-one basis. |
| F4 | Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC. |
| F5 | The options, representing a right to purchase a total of 110,000 shares of common stock, became exercisable 1/4 of the total number of shares on 08/27/16, and 1/48 of the total number of shares on the last day of each one month period following 08/27/16. |
| F6 | Each restricted stock unit represents a contingent right to receive one share of common stock. |
| F7 | Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2026, one-third on March 14, 2027 and one-third on March 14, 2028. |
| F8 | Represents time-based restricted stock units that vested. |