Ann Dozier - 26 May 2023 Form 4/A Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Role
Director
Signature
/s/ Charles H. Protell, attorney-in-fact
Issuer symbol
GDEN
Transactions as of
26 May 2023
Net transactions value
$0
Form type
4/A
Filing time
24 May 2024, 20:02:42 UTC
Date Of Original Report
26 May 2023
Previous filing
27 May 2022
Next filing
23 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDEN Common Stock Options Exercise +4,292 +12% 40,366 24 May 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GDEN Restricted Stock Units Award $0 +4,292 $0.000000 4,292 26 May 2023 Common Stock 4,292 Direct F3, F4, F5
transaction GDEN Restricted Stock Units Award $0 +5,375 $0.000000 5,375 24 May 2024 Common Stock 5,375 Direct F3, F6
transaction GDEN Restricted Stock Units Options Exercise $0 -4,292 -100% $0.000000* 0 24 May 2024 Common Stock 4,292 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) held by the reporting person previously reported in Table I and are now being reported in Table II below.
F3 Each restricted stock unit represents a contingent right to receive one share of common stock.
F4 Represents time-based RSUs that were previously reported in Table I. The RSUs from this award vested on May 24, 2024.
F5 Includes 210 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grant.
F6 Represents time-based RSUs. RSUs that have not been forfeited shall vest on the first anniversary date following the grant date of May 24, 2024.