Thomas Edwin Haas - 12 Mar 2021 Form 4/A Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Role
SVP of Accounting
Signature
/s/Charles H. Protell, attorney-in-fact
Issuer symbol
GDEN
Transactions as of
12 Mar 2021
Net transactions value
-$112,841
Form type
4/A
Filing time
15 Mar 2024, 20:48:35 UTC
Date Of Original Report
12 Mar 2021
Next filing
15 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDEN Common Stock Options Exercise +755 +2.4% 32,035 14 Mar 2024 Direct F1, F2
transaction GDEN Common Stock Options Exercise +4,532 +14% 36,567 14 Mar 2024 Direct F1
transaction GDEN Common Stock Options Exercise +972 +2.7% 37,539 14 Mar 2024 Direct F1
transaction GDEN Common Stock Options Exercise +737 +2% 38,276 14 Mar 2024 Direct F1
transaction GDEN Common Stock Options Exercise +1,003 +2.6% 39,279 14 Mar 2024 Direct F1
transaction GDEN Common Stock Tax liability $112,841 -3,313 -8.4% $34.06 35,966 14 Mar 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GDEN Restricted Stock Units Award $0 +755 $0.000000 755 12 Mar 2021 Common Stock 755 Direct F4, F5, F6
transaction GDEN Restricted Stock Units Award $0 +4,532 $0.000000 4,532 11 Mar 2022 Common Stock 4,532 Direct F4, F6, F7
transaction GDEN Restricted Stock Units Award $0 +972 $0.000000 972 12 Mar 2021 Common Stock 972 Direct F4, F5, F6
transaction GDEN Restricted Stock Units Award $0 +1,474 $0.000000 1,474 11 Mar 2022 Common Stock 1,474 Direct F4, F6, F8
transaction GDEN Restricted Stock Units Award $0 +3,012 $0.000000 3,012 14 Mar 2023 Common Stock 3,012 Direct F4, F6, F9
transaction GDEN Restricted Stock Units Award $0 +1,980 $0.000000 1,980 14 Mar 2023 Common Stock 1,980 Direct F4, F6, F10
transaction GDEN Restricted Stock Units Award $0 +4,502 $0.000000 4,502 14 Mar 2024 Common Stock 4,502 Direct F4, F11
transaction GDEN Restricted Stock Units Award $0 +2,086 $0.000000 2,086 14 Mar 2024 Common Stock 2,086 Direct F4, F6, F12
transaction GDEN Restricted Stock Units Options Exercise $0 -755 -100% $0.000000* 0 14 Mar 2024 Common Stock 755 Direct F4, F5
transaction GDEN Restricted Stock Units Options Exercise $0 -4,532 -100% $0.000000* 0 14 Mar 2024 Common Stock 4,532 Direct F4, F7
transaction GDEN Restricted Stock Units Options Exercise $0 -972 -100% $0.000000* 0 14 Mar 2024 Common Stock 972 Direct F4, F5
transaction GDEN Restricted Stock Units Options Exercise $0 -737 -50% $0.000000 737 14 Mar 2024 Common Stock 737 Direct F4, F8
transaction GDEN Restricted Stock Units Options Exercise $0 -1,003 -33% $0.000000 2,009 14 Mar 2024 Common Stock 1,003 Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below.
F3 In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
F4 Each restricted stock unit represents a contingent right to receive one share of common stock.
F5 Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024.
F6 Includes 725 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs and earned but unvested PSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants.
F7 Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024.
F8 Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025.
F9 Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026.
F10 Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025.
F11 Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2025, one-third on March 14, 2026 and one-third on March 14, 2027.
F12 Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026.