Charles Protell - 21 Dec 2023 Form 4 Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Role
President and CFO
Signature
/s/ Protell, Charles
Issuer symbol
GDEN
Transactions as of
21 Dec 2023
Net transactions value
-$585,435
Form type
4
Filing time
22 Dec 2023, 21:00:49 UTC
Previous filing
20 Dec 2023
Next filing
16 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDEN Common Stock Options Exercise $211,400 +20,000 +3.1% $10.57 663,911 21 Dec 2023 Direct
transaction GDEN Common Stock Tax liability $441,950 -11,082 -1.7% $39.88 652,829 21 Dec 2023 Direct
transaction GDEN Common Stock Sale $354,885 -8,910 -1.4% $39.83 643,919 21 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GDEN Stock Option Options Exercise $0 -20,000 -12% $0.000000 150,000 21 Dec 2023 Common Stock 20,000 $10.57 Direct F2
holding GDEN Stock Option 25,000 21 Dec 2023 Common Stock 25,000 $11.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.80 to $39.88. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (1) to Form 4.
F2 The options, representing a right to purchase a total of 250,000 shares of common stock, became exercisable 1/4 of the total number of shares on 11/27/17, and 1/48 of the total number of shares on the last day of each one month period following 11/27/17.
F3 The options, representing a right to purchase a total of 25,000 shares of common stock, became exercisable 1/4 of the total number of shares on 3/19/18, and 1/48 of the total number of shares on the last day of each one month period following 3/19/18.