Robert L. Miodunski - 27 May 2021 Form 4 Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Role
Director
Signature
/s/ Charles H. Protell, attorney-in-fact
Issuer symbol
GDEN
Transactions as of
27 May 2021
Net transactions value
-$528,578
Form type
4
Filing time
28 May 2021, 18:02:47 UTC
Next filing
03 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDEN Common Stock Options Exercise $146,800 +20,000 +35% $7.34* 76,422 27 May 2021 Direct
transaction GDEN Common Stock Tax liability $146,798 -3,450 -4.5% $42.55 72,972 27 May 2021 Direct
transaction GDEN Common Stock Options Exercise $111,700 +10,000 +14% $11.17 82,972 27 May 2021 Direct
transaction GDEN Common Stock Tax liability $111,694 -2,625 -3.2% $42.55 80,347 27 May 2021 Direct
transaction GDEN Common Stock Options Exercise $401,200 +20,000 +25% $20.06 100,347 27 May 2021 Direct
transaction GDEN Common Stock Tax liability $401,161 -9,428 -9.4% $42.55 90,919 27 May 2021 Direct
transaction GDEN Common Stock Sale $528,625 -12,500 -14% $42.29 78,419 28 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GDEN Stock Option Options Exercise $0 +20,000 $0.000000* 0 27 May 2021 Common Stock 20,000 $7.34 Direct F2
transaction GDEN Stock Option Options Exercise $0 +10,000 $0.000000* 0 27 May 2021 Common Stock 10,000 $11.17 Direct F3
transaction GDEN Stock Option Options Exercise $0 +20,000 $0.000000* 0 27 May 2021 Common Stock 20,000 $20.06 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.25 to $42.62. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to Form 4.
F2 The options, representing a right to purchase a total of 20,000 shares of common stock, became exercisable in three equal annual installments beginning on August 27, 2016, which was the first anniversary of the date on which the options were granted.
F3 The options, representing a right to purchase a total of 10,000 shares of common stock, became exercisable June 13, 2017.
F4 The options, representing a right to purchase a total of 20,000 shares of common stock, became exercisable June 13, 2018.