Georganne Proctor - 04 May 2023 Form 4 Insider Report for AVANTAX, INC.

Role
Director
Signature
/s/ Tabitha T. Bailey, as Attorney-in-Fact for Georganne Proctor
Issuer symbol
N/A
Transactions as of
04 May 2023
Net transactions value
$0
Form type
4
Filing time
08 May 2023, 16:55:07 UTC
Previous filing
03 Apr 2023
Next filing
25 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTA Common Stock Award $0 +8,602 +15% $0.000000 64,643 04 May 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual shareholder's meeting after the grant date. The reporting person has elected to defer 100% of this RSU award.
F2 The amount of securities beneficially owned following the reported transaction includes a deduction of 2,768 shares that were sold by the reporting person on June 5, 2019, as initially reported in the Form 4 filed on behalf of the reporting person on June 7, 2019. For further information, please refer to the Form 4/A filed on behalf of the reporting person on the date hereof.