Georganne Proctor - May 4, 2023 Form 4 Insider Report for AVANTAX, INC. (AVTA)

Role
Director
Signature
/s/ Tabitha T. Bailey, as Attorney-in-Fact for Georganne Proctor
Stock symbol
AVTA
Transactions as of
May 4, 2023
Transactions value $
$0
Form type
4
Date filed
5/8/2023, 04:55 PM
Previous filing
Apr 3, 2023
Next filing
May 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTA Common Stock Award $0 +8.6K +15.35% $0.00 64.6K May 4, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual shareholder's meeting after the grant date. The reporting person has elected to defer 100% of this RSU award.
F2 The amount of securities beneficially owned following the reported transaction includes a deduction of 2,768 shares that were sold by the reporting person on June 5, 2019, as initially reported in the Form 4 filed on behalf of the reporting person on June 7, 2019. For further information, please refer to the Form 4/A filed on behalf of the reporting person on the date hereof.