Mark A. Ernst - May 4, 2023 Form 4 Insider Report for AVANTAX, INC. (AVTA)

Role
Director
Signature
/s/Tabitha Bailey, as Attorney-in-Fact for Marc Ernst
Stock symbol
AVTA
Transactions as of
May 4, 2023
Transactions value $
$0
Form type
4
Date filed
5/8/2023, 04:42 PM
Previous filing
May 1, 2023
Next filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTA Common Stock Award $0 +6.08K +6.31% $0.00 103K May 4, 2023 Direct F1
holding AVTA Common Stock 14K May 4, 2023 By Bellevue Capital LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting following such grant date. The reporting person has elected to defer 100% of this RSU award.
F2 The reporting person is the managing partner of the limited liability company that owns the reported securities.