Karthik Rao - 04 May 2023 Form 4 Insider Report for AVANTAX, INC.

Role
Director
Signature
/s/ Tabitha T. Bailey, as Attorney-in-Fact for Karthik Rao
Issuer symbol
N/A
Transactions as of
04 May 2023
Net transactions value
$0
Form type
4
Filing time
08 May 2023, 16:40:45 UTC
Previous filing
13 Oct 2022
Next filing
29 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTA Common Stock Award $0 +6,084 +17% $0.000000 41,412 04 May 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual shareholder's meeting after the grant date. The reporting person has elected to defer 100% of this RSU award.