Tabitha Bailey - 02 Feb 2023 Form 4 Insider Report for AVANTAX, INC.

Reporting relationship: Chief Legal Officer & Corp Sec
Issuer ticker: N/A
Reported as of: 02 Feb 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 06 Feb 2023, 15:41:07 UTC
Prior SEC filing: 27 Jan 2023
Next SEC filing: 29 Nov 2023
Source filing: View source filing
Reporting owner signature: /s/ Tabitha T. Bailey

Key filing fact

Tabitha Bailey filed Form 4 for AVANTAX, INC. on 06 Feb 2023.

Key facts

This page summarizes Tabitha Bailey's Form 4 filing for AVANTAX, INC..
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 06 Feb 2023, 15:41.

Change

Previous filing in this sequence was filed on 27 Jan 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AVTA transaction

Common Stock

Award

Transaction value: $0
Shares: +5,147
Change %: +117%
Price: $0.000000
Shares after: 9,565
Date: 02 Feb 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects a restricted stock unit grant ("RSUs") that was made to the reporting person on February 2, 2023 and that will vest equally over a three-year period on each anniversary of the grant date.

Footnote F2

Not included in this amount are 8,477 performance-based RSUs which are eligible to vest from 0% to 200% following the end of 2025. Vesting for the award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee.