Tabitha Bailey - Feb 2, 2023 Form 4 Insider Report for AVANTAX, INC. (AVTA)

Role
Chief Legal Officer & Corp Sec
Signature
/s/ Tabitha T. Bailey
Stock symbol
AVTA
Transactions as of
Feb 2, 2023
Transactions value $
$0
Form type
4
Date filed
2/6/2023, 03:41 PM
Previous filing
Jan 27, 2023
Next filing
Nov 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTA Common Stock Award $0 +5.15K +116.5% $0.00 9.57K Feb 2, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a restricted stock unit grant ("RSUs") that was made to the reporting person on February 2, 2023 and that will vest equally over a three-year period on each anniversary of the grant date.
F2 Not included in this amount are 8,477 performance-based RSUs which are eligible to vest from 0% to 200% following the end of 2025. Vesting for the award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee.