| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UTGN | Common Stock | Award | $0 | +11.6K | +18.61% | $0.00 | 73.8K | 03 Jan 2023 | Direct | |
| transaction | UTGN | Common Stock | Gift | $0 | -509 | -0.25% | $0.00 | 205K | 14 Mar 2022 | By First Southern Bancorp, Inc. | F3, F4 |
| transaction | UTGN | Common Stock | Gift | $0 | -987 | -0.48% | $0.00 | 205K | 16 Aug 2022 | By First Southern Bancorp, Inc. | F3, F5 |
| transaction | UTGN | Common Stock | Sale | $0 | -386 | -0.19% | $0.00 | 205K | 30 Dec 2022 | By First Southern Bancorp, Inc. | F3, F6 |
| holding | UTGN | Common Stock | 400K | 30 Dec 2022 | By First Southern Funding, LLC | F1 | |||||
| holding | UTGN | Common Stock | 72.8K | 30 Dec 2022 | By WCorrell, Limited Partnership | F2 | |||||
| holding | UTGN | Common Stock | 1.2M | 30 Dec 2022 | By First Southern Holdings, LLC | F7 |
| Id | Content |
|---|---|
| F1 | The reporting person is President and Manager or First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F2 | The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F3 | The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F4 | This transaction is being reported to reflect a gift of First Southern Bancorp, Inc. shares by the reporting person. On March 14, 2022 the reporting person gifted 7,185 shares (0.25% of those outstanding) of First Southern Bancorp, Inc. The shares of UTG, Inc. reported as gifted represent 0.25% of the UTG, Inc. shares owned by First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F5 | This transaction is being reported to reflect a gift of First Southern Bancorp, Inc. shares by the reporting person. On August 16, 2022 the reporting person gifted 13,866 shares (0.48% of those outstanding) of First Southern Bancorp, Inc. The shares of UTG, Inc. reported as gifted represent 0.48% of the UTG shares owned by First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F6 | This transaction is being reported to reflect sales of First Southern Bancorp, Inc. shares by the reporting person. On December 30, 2022 the reporting person sold 13,244 shares (0.46% of those outstanding) at a price of $75.51 per First Southern Bancorp, Inc. share, decreasing his percentage ownership of First Southern Bancorp, Inc. by 0.19%. The shares of UTG, Inc. reported as sold represent 0.19% of the UTG shares owned by First Southern Bancorp, Inc. No separate price was stated for those shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F7 | The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See note (3). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |