Phil Mottram - 25 Jun 2025 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, GM, Intelligent Edge
Signature
Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Issuer symbol
HPE
Transactions as of
25 Jun 2025
Net transactions value
-$555,000
Form type
4
Filing time
27 Jun 2025, 17:30:16 UTC
Previous filing
12 Dec 2024
Next filing
30 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Mottram Phil EVP, GM, Intelligent Edge C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E MOSSY OAKS ROAD, SPRING Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram 27 Jun 2025 0001864624

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale $555,000 -30,000 -29% $18.50 72,427 25 Jun 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +651 +1.3% 49,325 16 Jan 2025 Common Stock 651 Direct F1, F2
transaction HPE Restricted Stock Units Award +1,462 +1.4% 107,746 16 Jan 2025 Common Stock 1,462 Direct F1, F3
transaction HPE Restricted Stock Units Award +1,683 +1.4% 120,679 16 Jan 2025 Common Stock 1,683 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/08/22, the reporting person was granted 138,122 restricted stock units ("RSUs"), 46,040 of which vested on 12/08/23, 46,041 of which vested on 12/08/24, and 46,041 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 255.6741 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 395.3322 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25.
F3 As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24 and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 574.1546 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 887.7781 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25.
F4 As previously reported, on 12/09/24, the reporting person was granted 118,996 RSUs, 39,665 of which will vest on 12/09/25 and 12/09/26, and 39,666 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 660.8065 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 1,021.7622 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25.

Remarks:

The reported transaction occurred pursuant to a trading plan adopted on 03/26/25.