| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Kalbfleisch Kurt L. | Acting CEO and CFO | C/O SPHERE 3D CORP., 243 TRESSER BLVD., 17TH FLOOR, STAMFORD | By: Denise Garrett For: Kurt Kalbfleisch | 09 Jun 2025 | 0001409130 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ANY | Common Stock | Options Exercise | +339,844 | +227% | 489,585 | 05 Jun 2025 | Direct | F1 | ||
| transaction | ANY | Common Stock | Tax liability | $99,326 | -134,406 | -27% | $0.7390 | 355,179 | 05 Jun 2025 | Direct | |
| holding | ANY | Common Stock | 2,142 | 05 Jun 2025 | By Daughter | ||||||
| holding | ANY | Common Stock | 2,142 | 05 Jun 2025 | By Son |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ANY | Restricted Stock Unit (RSU) | Options Exercise | -339,844 | -20% | 1,355,356 | 05 Jun 2025 | Common Stock | 339,844 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| F2 | 89,444 RSUs vested on March 31, 2025 and 250,000 RSUs vested on June 1, 2025. |
| F3 | The RSUs reported under Column 9 include four awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning June 30, 2025 until December 31, 2026; (ii) 11,719 shares vest each quarter beginning 6/30/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; (iii) 11,607 shares vest on 6/20/25; (iv) 93,750 shares vest each quarter from 9/1/2025 until 6/1/2027. |