Robert Duchscher - 25 May 2023 Form 4/A - Amendment Insider Report for SunOpta Inc. (STKL)

Role: Chief Information Officer
Signature: /s/ Brett Koch, attorney-in-fact
Issuer symbol: STKL
Transactions as of: 25 May 2023
Net transactions value: -$6.02
Form type: 4/A - Amendment
Filing time: 30 May 2025, 16:07:36 UTC
Date Of Original Report: 30 May 2023
Previous filing: 18 Apr 2023
Next filing: 21 Jun 2023
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Duchscher Robert	Chief Information Officer	7078 SHADY OAK ROAD, EDEN PRAIRIE	/s/ Brett Koch, attorney-in-fact	30 May 2025	0001701397

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STKL	Common Shares	Options Exercise	$94,600	+20,000	+29%	$4.73	88,566	25 May 2023	Direct
transaction	STKL	Common Shares	Tax liability	$94,606	-13,158	-15%	$7.19	75,408	25 May 2023	Direct	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STKL	Stock Option (Right to Buy)	Options Exercise	$0	-20,000	-48%	$0.000000	21,502	25 May 2023	Common Shares	20,000	$4.73	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the exercise of the Options.
F2	The option representing a right to purchase a total of 41,502 shares, became exercisable in three equal annual installments beginning on July 10, 2021 which was the first anniversary of the date on which the option was granted.
F3	On May 30, 2023, the reporting person filed a Form 4 which inadvertently underreported the number of shares withheld by the Company to satisfy income tax withholding requirements in connection with the exercise of an option by 6,316 shares. As reported in this amendment, 13,158 shares were in fact withheld. As a result, the total amount of securities beneficially owned was incorrectly reported on subsequent Form 4s filed for the reporting person.