Bruce R. Brook - 01 May 2025 Form 4 Insider Report for NEWMONT Corp /DE/ (NEM)

Role
Director
Signature
/s/ Logan H. Hennessey, Attorney-in-fact for Bruce R. Brook
Issuer symbol
NEM
Transactions as of
01 May 2025
Net transactions value
-$106,924
Form type
4
Filing time
05 May 2025, 16:52:02 UTC
Previous filing
03 Apr 2025
Next filing
04 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Brook Bruce R Director 6900 E. LAYTON AVE., SUITE 700, DENVER /s/ Logan H. Hennessey, Attorney-in-fact for Bruce R. Brook 05 May 2025 0001532580

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEM Common Stock, $1.60 par value Award $0 +3,495 +7.6% $0.000000 49,334 01 May 2025 Direct F1
transaction NEM Common Stock, $1.60 par value Sale $106,924 -2,077 -4.2% $51.48 47,257 01 May 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.
F2 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated September 3, 2024.