Joe D. Staggs - 15 Apr 2025 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
PRESIDENT
Signature
/s/ Joe D. Staggs
Issuer symbol
SWKH
Transactions as of
15 Apr 2025
Net transactions value
-$89,487
Form type
4
Filing time
17 Apr 2025, 16:34:14 UTC
Previous filing
04 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Options Exercise $144,150 +15,000 +13% $9.61 130,873 15 Apr 2025 Direct
transaction SWKH Common Stock Options Exercise $234,375 +18,750 +14% $12.50 149,623 15 Apr 2025 Direct
transaction SWKH Common Stock Tax liability $468,012 -25,857 -17% $18.10 123,766 15 Apr 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWKH Employee Stock Option (right to buy) Options Exercise $0 -15,000 -100% $0.000000 0 15 Apr 2025 Common Stock 15,000 $9.61 Direct F1
transaction SWKH Employee Stock Option (right to buy) Options Exercise $0 -18,750 -100% $0.000000 0 15 Apr 2025 Common Stock 18,750 $12.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options are fully vested and exercisable.