Daniel Joseph Houston - 28 Mar 2025 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Executive Chairman, Director
Signature
Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol
PFG
Transactions as of
28 Mar 2025
Net transactions value
+$1,412
Form type
4
Filing time
01 Apr 2025, 19:26:29 UTC
Previous filing
04 Mar 2025
Next filing
11 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 +1,479 +0.55% $0.000000 270,449 28 Mar 2025 Direct F1, F2
holding PFG Common Stock 45,823 28 Mar 2025 By Trust F3
holding PFG Common Stock 125,000 28 Mar 2025 By Trust F4
holding PFG Common Stock 4,078 28 Mar 2025 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $1,412 +17 +0.91% $83.06 1,891 28 Mar 2025 Common Stock 17 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units.
F2 Includes 610 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3 Joan M. Houston 2021 Trust
F4 Daniel J. Houston 2019 DGT Exempt Trust
F5 The units convert to common stock on a one-for-one basis.
F6 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.