Patricia Trompeter - 29 Jan 2025 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role
CEO, Director
Signature
By: Denise Garrett For: Patricia Trompeter
Issuer symbol
ANY
Transactions as of
29 Jan 2025
Net transactions value
$0
Form type
4
Filing time
31 Jan 2025, 20:00:38 UTC
Previous filing
13 Dec 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANY Restricted Stock Unit (RSU) Award +1,059,783 +218% 1,546,390 29 Jan 2025 Common Stock 1,059,783 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2 The RSU granted 1/29/2025 vests quarterly beginning March 31, 2025 until December 31, 2026.
F3 The RSUs reported under Column 9 include two additional RSU awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25.