Shana Carol Neal - 18 Nov 2022 Form 4 Insider Report for BECTON DICKINSON & CO (BDX)

Role
EVP and Chief People Officer
Signature
Donna Kalazdy, by power of attorney for Shana Carol Neal
Issuer symbol
BDX
Transactions as of
18 Nov 2022
Net transactions value
-$185,180
Form type
4
Filing time
10 Jan 2025, 07:11:53 UTC
Previous filing
06 Apr 2022
Next filing
29 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDX Common Stock Options Exercise $0 +110 +0.66% $0.000000 16,862 18 Nov 2022 Direct
transaction BDX Common Stock Tax liability $0 -31 -0.18% $0.000000 16,831 18 Nov 2022 Direct F1
transaction BDX Common Stock Options Exercise $0 +110 +0.65% $0.000000 16,941 20 Nov 2023 Direct
transaction BDX Common Stock Tax liability $0 -31 -0.18% $0.000000 16,910 20 Nov 2023 Direct F1
transaction BDX Common Stock Options Exercise $0 +111 +0.66% $0.000000 17,021 21 Nov 2024 Direct
transaction BDX Common Stock Tax liability $0 -32 -0.19% $0.000000 16,989 21 Nov 2024 Direct F1
transaction BDX Common Stock Sale $185,180 -788 -4.6% $235.00 16,201 07 Jan 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BDX Rights to Common Stock Under BD Deferred Compensation Plan Options Exercise $0 -110 -16% $0.000000 558 18 Nov 2022 Common Stock 558 Direct F2, F3
transaction BDX Rights to Common Stock Under Deferred Compensation Plan Options Exercise $0 -110 -20% $0.000000 448 20 Nov 2023 Common Stock 448 Direct F2, F3
transaction BDX Rights to Common Stock Under Deferred Compensation Plan Options Exercise $0 -111 -25% $0.000000 337 21 Nov 2024 Common Stock 337 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of withholding taxes in connection with the distribution of shares pursuant to the Becton, Dickinson and Company deferred compensation plan.
F2 The rights convert to common stock on a one-to-one basis.
F3 The securities are distributed following termination of the reporting person's employment or on the date or dates specified by the reporting person.
F4 Balance includes shares acquired through investment of dividends.

Remarks:

The transaction dated January 7, 2025 was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 6, 2024.