Daniel Joseph Houston - Dec 18, 2024 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: Chairman & CEO, Director
Signature: Chris Agbe-Davies as Attorney-in-Fact
Stock symbol: PFG
Transactions as of: Dec 18, 2024
Transactions value $: $1,348
Form type: 4
Date filed: 12/20/2024, 03:06 PM
Previous filing: Oct 8, 2024
Next filing: Jan 13, 2025

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$0	+1.09K	+0.6%	$0.00	183K	Dec 18, 2024	Direct	F1, F2
holding	PFG	Common Stock						45.8K	Dec 18, 2024	By Trust	F3
holding	PFG	Common Stock						125K	Dec 18, 2024	By Trust	F4
holding	PFG	Common Stock						4.04K	Dec 18, 2024	By 401(k) Plan

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PFG	Phantom Stock Units	Award	$1.35K	+18	+0.97%	$74.91	1.87K	Dec 18, 2024	Common Stock	18		Direct	F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock units.
F2	Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3	Joan M. Houston 2021 Trust
F4	Daniel J. Houston 2019 DGT Exempt Trust
F5	The units convert to common stock on a one-for-one basis.
F6	Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.