ALFREDO RIVERA - 18 Dec 2024 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: Director
Signature: Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol: PFG
Transactions as of: 18 Dec 2024
Net transactions value: +$1,723
Form type: 4
Filing time: 20 Dec 2024, 14:37:01 UTC
Previous filing: 09 Dec 2024
Next filing: 01 Apr 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$0	+121	+1.1%	$0.000000	11,049	18 Dec 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PFG	Phantom Stock Units	Award	$1,723	+23	+0.75%	$74.91	3,108	18 Dec 2024	Common Stock	23		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock units.
F2	The units convert to common stock on a one-for-one basis.
F3	The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.