Timothy S. Huval - 15 Dec 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Issuer symbol
HUM
Transactions as of
15 Dec 2024
Net transactions value
-$154,311
Form type
4
Filing time
17 Dec 2024, 11:01:49 UTC
Previous filing
17 May 2024
Next filing
03 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Tax liability $67,104 -247 -2.1% $271.68 11,500 15 Dec 2024 Direct F11
transaction HUM Humana Common Options Exercise $0 +362 +3.1% $0.000000 11,862 15 Dec 2024 Direct
transaction HUM Humana Common Tax liability $44,826 -165 -1.4% $271.68 11,697 15 Dec 2024 Direct F11
transaction HUM Humana Common Options Exercise $0 +343 +2.9% $0.000000 12,040 15 Dec 2024 Direct
transaction HUM Humana Common Tax liability $42,381 -156 -1.3% $271.68 11,884 15 Dec 2024 Direct F10, F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -362 -100% $0.000000 0 15 Dec 2024 Humana Common 362 Direct F7, F8
transaction HUM Restricted Stock Units Options Exercise $0 -343 -50% $0.000000 343 15 Dec 2024 Humana Common 343 Direct F7, F9
holding HUM Options 324 15 Dec 2024 Humana Common 324 $307.96 Direct F1
holding HUM Options 2,030 15 Dec 2024 Humana Common 2,030 $350.79 Direct F2
holding HUM Options 3,336 15 Dec 2024 Humana Common 3,336 $376.61 Direct F3
holding HUM Options 3,932 15 Dec 2024 Humana Common 3,932 $425.06 Direct F4
holding HUM Options 3,973 15 Dec 2024 Humana Common 3,973 $510.24 Direct F5
holding HUM Options 6,309 15 Dec 2024 Humana Common 6,309 $367.21 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F7 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F10 Includes 3,813 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F11 Shares disposed of represent payment for tax liability on Restricted Stock Units vested on 12/15/24.