Joseph C. Ventura - 15 Dec 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Legal Officer
Signature
Joseph C. Ventura
Issuer symbol
HUM
Transactions as of
15 Dec 2024
Net transactions value
-$159,745
Form type
4
Filing time
17 Dec 2024, 10:59:58 UTC
Previous filing
23 Feb 2024
Next filing
25 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Tax liability $70,364 -259 -2.3% $271.68 11,194 15 Dec 2024 Direct F11
transaction HUM Humana Common Options Exercise $0 +362 +3.2% $0.000000 11,556 15 Dec 2024 Direct
transaction HUM Humana Common Tax liability $44,826 -165 -1.4% $271.68 11,391 15 Dec 2024 Direct F11
transaction HUM Humana Common Options Exercise $0 +359 +3.2% $0.000000 11,750 15 Dec 2024 Direct
transaction HUM Humana Common Tax liability $44,555 -164 -1.4% $271.68 11,586 15 Dec 2024 Direct F10, F11
holding HUM Humana Common 259 15 Dec 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -362 -100% $0.000000 0 15 Dec 2024 Humana Common 362 Direct F7, F8
transaction HUM Restricted Stock Units Options Exercise $0 -359 -50% $0.000000 360 15 Dec 2024 Humana Common 359 Direct F7, F9
holding HUM Options 4,656 15 Dec 2024 Humana Common 4,656 $350.79 Direct F2
holding HUM Options 4,598 15 Dec 2024 Humana Common 4,598 $376.61 Direct F3
holding HUM Options 3,932 15 Dec 2024 Humana Common 3,932 $425.06 Direct F4
holding HUM Options 4,162 15 Dec 2024 Humana Common 4,162 $510.24 Direct F5
holding HUM Options 6,572 15 Dec 2024 Humana Common 6,572 $367.21 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held for the benefit of reporting person as of November 30, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F7 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F10 Includes 3,858 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F11 Shares disposed of represent payment for tax liability on Restricted Stock Units vested on 12/15/24.