John F. Schultz - Dec 7, 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Stock symbol: HPE
Transactions as of: Dec 7, 2024
Transactions value $: $5,062,216
Form type: 4
Date filed: 12/10/2024, 09:34 PM
Previous filing: Sep 4, 2024
Next filing: Dec 11, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$1.87M	+78.3K	+28.04%	$23.95	357K	Dec 7, 2024	Direct	F1, F2
transaction	HPE	Common Stock	Tax liability	-$737K	-30.8K	-8.62%	$23.95	327K	Dec 7, 2024	Direct
transaction	HPE	Common Stock	Award	$2.73M	+114K	+34.85%	$23.95	440K	Dec 7, 2024	Direct	F3
transaction	HPE	Common Stock	Tax liability	-$1.07M	-44.8K	-10.17%	$23.95	396K	Dec 7, 2024	Direct
transaction	HPE	Common Stock	Award	$370K	+15.4K	+3.9%	$23.95	411K	Dec 7, 2024	Direct	F4
transaction	HPE	Common Stock	Tax liability	-$146K	-6.08K	-1.48%	$23.95	405K	Dec 7, 2024	Direct
transaction	HPE	Common Stock	Options Exercise	$1.6M	+66.8K	+16.5%	$23.95	472K	Dec 8, 2024	Direct
transaction	HPE	Common Stock	Tax liability	-$594K	-24.8K	-5.26%	$23.95	447K	Dec 8, 2024	Direct
transaction	HPE	Common Stock	Options Exercise	$1.72M	+71.7K	+16.05%	$23.95	519K	Dec 7, 2024	Direct
transaction	HPE	Common Stock	Tax liability	-$676K	-28.2K	-5.44%	$23.95	490K	Dec 7, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+1.46K	+2.63%		56.9K	Jan 11, 2024	Common Stock	1.46K		Direct	F5, F6
transaction	HPE	Restricted Stock Units	Award		+292	+2.67%		11.2K	Jan 11, 2024	Common Stock	292		Direct	F5, F7
transaction	HPE	Restricted Stock Units	Options Exercise		-66.8K	-50%		66.8K	Dec 8, 2024	Common Stock	66.8K		Direct	F5, F8, F9
transaction	HPE	Restricted Stock Units	Options Exercise		-71.7K	-33.33%		143K	Dec 7, 2024	Common Stock	71.7K		Direct	F5, F10, F11

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total beneficial ownership includes 495.3580 shares at $16.15 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/24 with respect to shares held under the ESPP, and 432.0610 shares at $18.5160 per share acquired under the ESPP on 10/31/24 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of dividends paid in shares for 5.3170 shares at $16.3556 per share received on 01/14/24; 4.9530 shares at $17.6969 per share received on 04/12/24; 4.2060 shares at $20.9918 per share received on 07/19/24; and 4.3340 shares at $20.4968 per share received on 10/21/24.
F2	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F4	On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.
F5	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6	As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 414.2370 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 389.2687 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 328.0629 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 327.7458 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F7	As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 82.8522 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 77.8582 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 65.6164 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 65.5529 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F8	As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F9	The number of derivative securities in column 5 reflects 1,002.4850 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 942.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 793.9371 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 793.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 3,711 vested dividend equivalent rights and a de minimus adjustment of 0.3486 due to fractional rounding of the dividend equivalent rights.
F10	As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, and 69,789 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,662.6579 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,562.4403 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,316.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,315.5007 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F11	The number of derivative securities in column 5 reflects 1,954 vested dividend equivalent rights and a de minimus adjustment of 0.6275 due to fractional rounding of the dividend equivalent rights.