Antonio F. Neri - 07 Dec 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
President and CEO, Director
Signature
Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Issuer symbol
HPE
Transactions as of
07 Dec 2024
Net transactions value
+$11,594,267
Form type
4
Filing time
10 Dec 2024, 21:33:49 UTC
Previous filing
16 Oct 2024
Next filing
11 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $4,872,795 +203,457 +13% $23.95 1,712,098 07 Dec 2024 Direct F1
transaction HPE Common Stock Tax liability $1,917,485 -80,062 -4.7% $23.95 1,632,036 07 Dec 2024 Direct
transaction HPE Common Stock Award $6,289,222 +262,598 +16% $23.95 1,894,634 07 Dec 2024 Direct F2
transaction HPE Common Stock Tax liability $2,474,825 -103,333 -5.5% $23.95 1,791,301 07 Dec 2024 Direct
transaction HPE Common Stock Options Exercise $4,072,817 +170,055 +9.5% $23.95 1,961,356 07 Dec 2024 Direct
transaction HPE Common Stock Tax liability $1,602,686 -66,918 -3.4% $23.95 1,894,438 07 Dec 2024 Direct
transaction HPE Common Stock Options Exercise $3,744,894 +156,363 +8.3% $23.95 2,050,801 08 Dec 2024 Direct
transaction HPE Common Stock Tax liability $1,390,465 -58,057 -2.8% $23.95 1,992,744 08 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +852 +0.58% 148,054 18 Oct 2024 Common Stock 852 Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -156,363 -50% 156,363 08 Dec 2024 Common Stock 156,363 Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -170,055 -33% 340,108 07 Dec 2024 Common Stock 170,055 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 852.1377 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F5 As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which vested on 12/08/23, 147,743 of which vested on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,856.6124 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 8,620 vested dividend equivalent rights and a de minimus adjustment of 0.2844 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which vested on 12/07/24, and 165,426 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,118.2281 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 4,629 vested dividend equivalent rights and a de minimus adjustment of 0.8391 due to fractional rounding of the dividend equivalent rights.