Kristin K. Major - Dec 7, 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim as Attorney-in-Fact for Kristin K Major
Stock symbol
HPE
Transactions as of
Dec 7, 2024
Transactions value $
$993,015
Form type
4
Date filed
12/10/2024, 09:32 PM
Previous filing
Mar 8, 2024
Next filing
Dec 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $1.27M +53.1K $23.95 53.1K Dec 7, 2024 Direct
transaction HPE Common Stock Tax liability -$501K -20.9K -39.35% $23.95 32.2K Dec 7, 2024 Direct
transaction HPE Common Stock Options Exercise $389K +16.2K +50.34% $23.95 48.5K Dec 8, 2024 Direct
transaction HPE Common Stock Tax liability -$167K -6.99K -14.43% $23.95 41.5K Dec 8, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +239 +1.87% 13K Apr 12, 2024 Common Stock 239 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -16.2K -50% 16.2K Dec 8, 2024 Common Stock 16.2K Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -53.1K -33.33% 106K Dec 7, 2024 Common Stock 53.1K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/09/21, the reporting person was granted 35,761 restricted stock units ("RSUs"), 11,920 of which vested on each of 12/09/22 and 12/09/23, and 11,921 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.9627 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 74.9748 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 74.9024 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F3 As previously reported, on 12/08/22, the reporting person was granted 46,041 RSUs, 15,347 of which vested on 12/08/23, 15,347 of which vested on 12/08/24, and 15,347 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 229.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 193.0440 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 192.8574 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 878 vested dividend equivalent rights and a de minimus adjustment of 0.2869 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,157.3657 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 975.3899 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 974.4471 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.1962 due to fractional rounding of the dividend equivalent rights.