Neil B. MacDonald - Dec 7, 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM of Compute HPC AI
Signature: Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Stock symbol: HPE
Transactions as of: Dec 7, 2024
Transactions value $: $2,746,993
Form type: 4
Date filed: 12/10/2024, 09:32 PM
Previous filing: Sep 17, 2024
Next filing: Dec 11, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$1.12M	+47K	+57.21%	$23.95	129K	Dec 7, 2024	Direct	F1, F2
transaction	HPE	Common Stock	Tax liability	-$558K	-23.3K	-18.04%	$23.95	106K	Dec 7, 2024	Direct
transaction	HPE	Common Stock	Award	$1.89M	+78.8K	+74.5%	$23.95	185K	Dec 7, 2024	Direct	F3
transaction	HPE	Common Stock	Tax liability	-$935K	-39.1K	-21.17%	$23.95	145K	Dec 7, 2024	Direct
transaction	HPE	Common Stock	Options Exercise	$1.27M	+53.1K	+36.53%	$23.95	199K	Dec 7, 2024	Direct
transaction	HPE	Common Stock	Tax liability	-$631K	-26.3K	-13.27%	$23.95	172K	Dec 7, 2024	Direct
transaction	HPE	Common Stock	Options Exercise	$1.12M	+46.6K	+27.03%	$23.95	219K	Dec 8, 2024	Direct
transaction	HPE	Common Stock	Tax liability	-$528K	-22.1K	-10.08%	$23.95	197K	Dec 8, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+195	+0.58%		34K	Oct 18, 2024	Common Stock	195		Direct	F4, F5
transaction	HPE	Restricted Stock Units	Options Exercise		-46.6K	-50%		46.6K	Dec 8, 2024	Common Stock	46.6K		Direct	F4, F6
transaction	HPE	Restricted Stock Units	Options Exercise		-53.1K	-33.33%		106K	Dec 7, 2024	Common Stock	53.1K		Direct	F4, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total beneficial ownership includes the acquisition of 7.5860 shares at $20.4968 per share received on 10/21/24 through dividends paid in shares.
F2	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F4	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5	As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F6	As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 552.8047 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,577 vested dividend equivalent rights and a de minimus adjustment of 0.5926 due to fractional rounding of the dividend equivalent rights.
F7	As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 974.44710 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.19620 due to fractional rounding of the dividend equivalent rights.