Neil B. MacDonald - 07 Dec 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Issuer symbol
HPE
Transactions as of
07 Dec 2024
Net transactions value
+$2,746,993
Form type
4
Filing time
10 Dec 2024, 21:32:30 UTC
Previous filing
17 Sep 2024
Next filing
11 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $1,124,500 +46,952 +57% $23.95 129,021 07 Dec 2024 Direct F1, F2
transaction HPE Common Stock Tax liability $557,556 -23,280 -18% $23.95 105,741 07 Dec 2024 Direct
transaction HPE Common Stock Award $1,886,781 +78,780 +75% $23.95 184,521 07 Dec 2024 Direct F3
transaction HPE Common Stock Tax liability $935,487 -39,060 -21% $23.95 145,461 07 Dec 2024 Direct
transaction HPE Common Stock Options Exercise $1,272,751 +53,142 +37% $23.95 198,603 07 Dec 2024 Direct
transaction HPE Common Stock Tax liability $631,059 -26,349 -13% $23.95 172,254 07 Dec 2024 Direct
transaction HPE Common Stock Options Exercise $1,115,280 +46,567 +27% $23.95 218,821 08 Dec 2024 Direct
transaction HPE Common Stock Tax liability $528,217 -22,055 -10% $23.95 196,766 08 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +195 +0.58% 33,959 18 Oct 2024 Common Stock 195 Direct F4, F5
transaction HPE Restricted Stock Units Options Exercise -46,567 -50% 46,567 08 Dec 2024 Common Stock 46,567 Direct F4, F6
transaction HPE Restricted Stock Units Options Exercise -53,142 -33% 106,284 07 Dec 2024 Common Stock 53,142 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total beneficial ownership includes the acquisition of 7.5860 shares at $20.4968 per share received on 10/21/24 through dividends paid in shares.
F2 On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F6 As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 552.8047 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,577 vested dividend equivalent rights and a de minimus adjustment of 0.5926 due to fractional rounding of the dividend equivalent rights.
F7 As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 974.44710 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,447 vested dividend equivalent rights and a de minimus adjustment of 0.19620 due to fractional rounding of the dividend equivalent rights.